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State Street Global Advisors, Australia Services Limited (AFSL Number 274900, ABN 16 108 671 441) ("SSGA, ASL") is the Responsible Entity and the issuer for the State Street Managed Funds, which are unquoted, and the SPDR® ETFs which are quoted on the AQUA market of the ASX or listed on the ASX.
SSGA ASL is the AQUA Product Issuer for the CHESS Depositary Interests (or "CDIs") created over interests in the SPDR® S&P 500® ETF Trust (“SPY”) which were first quoted on the AQUA market of the ASX on 13 Oct 2014. State Street Global Advisors Trust Company (ARBN 619 273 817) is the trustee of, and the issuer of interests in, the SPDR® S&P 500® ETF Trust, an ETF registered with the United States Securities and Exchange Commission under the Investment Company Act of 1940 and principally listed and traded on NYSE Arca, Inc. under the symbol "SPY".
SPDR® and Standard & Poor's® S&P® are trademarks of Standard & Poor's Financial Services LLC ("S&P"), Dow Jones® is a registered trademark of Dow Jones Trademark Holdings LLC . ASX® is a registered trademark of ASX Operations Pty Ltd . These trademarks have been licensed for use by S&P Dow Jones Indices LLC and sub-licensed for use to State Street Corporation. STANDARD & POOR'S, S&P, SPDR, S&P 500 have been registered in many countries as trademarks of Standard & Poor's Financial Services LLC and have been licensed for use by State Street Corporation. No financial product offered by State Street Corporation or its affiliates is sponsored, endorsed, sold or promoted by S&P , its affiliates, or its third party licensors, and none of such parties makes representation, warranty or condition regarding the advisability of buying, selling or holding units/shares in such products. Further limitations and important information that could affect investors' rights are described in the PDS for the applicable product.
"S&P" and "ASX", as used in the terms S&P/ASX 50, S&P/ASX 200, S&P/ASX 200 Listed Property, S&P/ASX 200 Financials Ex A-REIT, S&P/ASX 200 Resources, S&P/ASX Small Ordinaries, S&P/ASX Australian Bond, S&P/ASX Australian Government Bond, and S&P/ASX 200 ESG are trademarks of the Australian Securities Exchange ("ASX") and Standard & Poor's Financial Services LLC ("S&P") respectively, and has been licensed for use by SSGA, ASL. SPDR products are not sponsored, endorsed, sold or promoted by S&P or ASX, and neither S&P nor ASX make any representation regarding the advisability of investing in SPDR products.
MSCI Indices are the property of MSCI, Inc. ("MSCI") and have been licensed for use for certain purposes by State Street. The MSCI Indices are not sponsored, endorsed, sold or promoted by MSCI, any of its affiliates, any of its information providers or any other third party involved in, or related to, compiling, computing or creating any MSCI Index. MSCI makes no warranties and bears no liability with respect to the ETFs. MSCI has no responsibility for and does not participate in the management of the ETFs assets or sale of the ETF shares.
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